Suggestions
Adam Epstein
Founder, Third Creek Advisors, LLC
Professional Background
Adam J. Epstein is a distinguished figure in the small-cap investment landscape, bringing a wealth of experience as a corporate attorney, operating executive, and institutional investor. He currently serves as the founder and principal of Third Creek Advisors, LLC, where he offers invaluable advice to small-cap CEOs and boards. With a deep understanding of the unique capital markets, corporate finance, and corporate governance challenges faced by these companies, Adam and his firm are dedicated to enhancing shareholder returns. Recognized for his expertise, his insights have been sought after in various corporate governance forums, conferences, and publications.
Before establishing Third Creek Advisors, Adam co-founded Enable Capital Management, LLC, where he played a pivotal role in managing special situation hedge funds that engaged in over 500 small-cap financings. This extensive experience in small-cap investing further solidified Adam's reputation as a leader in the field.
In addition to his consulting work, Adam is also a talented author with a focus on corporate governance. His book, "The Perfect Corporate Board: A Handbook for Mastering the Unique Challenges of Small-Cap Companies," published by McGraw Hill in 2012, is the sole resource dedicated to helping small-cap CEOs and board members navigate their specific challenges. The book garnered significant acclaim, reaching #1 on Amazon.com for corporate governance titles in June 2017. A testament to his generosity and commitment to social causes, Adam donates all royalties from his book to the Fisher House Foundation, which provides vital support to US veterans and their families.
Beyond writing, Adam has contributed his expertise to various collaborative works. He is a contributing author to "The Handbook of Board Governance: A Comprehensive Guide for Public, Private and Not for Profit Board Members," published by Wiley in 2016. Additionally, he is recognized as a key contributor to Nasdaq's "Amplify" small-cap platform, extending his influence within the industry.
Education and Achievements
Adam's academic background is impressive, with a Juris Doctor degree obtained from Boston University School of Law, where he was honored as a G. Joseph Tauro Scholar. He also holds a Bachelor of Arts degree in History, graduating cum laude from Vassar College, contributing to a well-rounded educational foundation that informs his insights into corporate governance and investment strategies. His early education included formative years at the American School in London, further enhancing his global perspective.
Adam's career initially began in legal practice as an attorney with Brobeck, Phleger & Harrison, where he developed a strong foundation in corporate law. Following his legal career, he transitioned into multiple senior operating roles across diverse sectors including retail, technology, and merchant banking, where he honed his leadership and strategic operational skills.
Achievements
Adam's contributions have been recognized across numerous platforms and organizations. He has held various prestigious positions including:
- Founder at Third Creek Advisors, LLC
- Former Chair of the Editorial Advisory Board at Small-Cap Institute, Inc.
- Former Teaching Fellow & Mentor at Nasdaq Entrepreneurial Center
- Former Contributor for Nasdaq Amplify
- Former Faculty Member at the National Association of Corporate Directors (NACD)
- Former Co-Founder and Columnist for "Entrepreneurial Governance" at Directorship
- Former Chairman at OCZ Technology Group, Inc.
- Former Senior Operating Roles at several notable companies including Enable Capital, Surge Components, MailEncrypt, Tickets.com, Vertical Horizons, and Achilles' Wheels
With a commitment to mentoring and educating the next generation of business leaders, Adam regularly speaks at national corporate governance forums and investor conferences, sharing his insights and expertise. His dedication to the small-cap company sector allows him to make meaningful impacts through governance transformation and board advisory services.
Accomplishments
- Authored "The Perfect Corporate Board," a bestselling corporate governance book.
- Donates book royalties to Fisher House Foundation supporting veterans.
- Played a key role in over 500 small-cap financings during tenure with Enable Capital Management.
- Contributors to relevant finance and corporate governance publications.
