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Adam Tullier

Associate Director, Banking and Capital Markets

Adam Tullier is a legal professional with a background in commercial litigation, securities, and financial regulations. With a J.D from Boston University, he has extensive experience representing broker-dealers in FINRA, SEC, and state investigations. Adam has led investigations at investment banks globally and managed Volcker Compliance Testing at Northern Trust. Apart from his legal expertise, he is passionate about motorcycles and owns six of them. Adam's specialties include law, compliance, swap trade reconstructions, arbitration, and negotiation. He has a diverse educational background, having studied finance, accounting, calculus, and political science at DePaul University.

Adam Tullier
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Location

Charlotte, North Carolina, United States