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Adam Tullier

Associate Director, Banking and Capital Markets

Adam Tullier is a legal professional with a background in commercial litigation, securities, and financial regulations. With a J.D from Boston University, he has extensive experience representing broker-dealers in FINRA, SEC, and state investigations. Adam has led investigations at investment banks globally and managed Volcker Compliance Testing at Northern Trust. Apart from his legal expertise, he is passionate about motorcycles and owns six of them. Adam's specialties include law, compliance, swap trade reconstructions, arbitration, and negotiation. He has a diverse educational background, having studied finance, accounting, calculus, and political science at DePaul University.

Highlights

Jul 21 · linkedin

I’m happy to share that I’m starting a new position as Associate Director at Protiviti!

Jun 21 · linkedin

EY's Financial Services Enterprise Controls Transformation practice is hiring! Do you have 3+ years of experience in financial services in a role within business controls, risk, testing, or audit and embrace emerging technology, innovation, diversity and inclusion? Come join our dynamic team leading the financial services industry through this time of disruption, opportunity and transformation. If you or anyone you know is interested in joining an exciting and quickly growing team serving the top global financial services firms, please contact me directly!

Adam Tullier
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Location

Charlotte, North Carolina, United States