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Andy Peralta

VP, LCO Global Banking Compliance at HSBC Technologies (USA), Inc.

Andy Peralta is the VP of LCO Global Banking Compliance at HSBC Technologies (USA), Inc. He is a seasoned compliance officer specializing in conflicts management and control room operations in the financial services industry.

Despite having no formal education in finance, Andy began his career at HSBC as a Customer Service Representative. He quickly advanced through the ranks, demonstrating a strong aptitude for learning new systems and concepts. His rapid progression led him to become a key member of the Americas Conflicts Management team.

Andy's background in Psychology and customer service has shaped his 'people first' approach in his professional interactions. This approach has enabled him to build strong relationships with various stakeholders, including bankers, legal professionals, sector heads, and research analysts.

Throughout his career, Andy has shown enthusiasm for new challenges and has continued to grow professionally, adapting to the evolving regulatory and company environment.

Highlights

Jan 1 · dir.ca.gov
Workers' Compensation Appeals Board - Panel decisions

Related Questions

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Andy Peralta
Andy Peralta, photo 1
Andy Peralta, photo 2
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Location

New York City Metropolitan Area