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Ashley Adkins

Interim Chief Compliance Officer (CCO) at Cash App Investing

Ashley Adkins is the Chief Compliance Officer (CCO) of Cash App Investing, a subsidiary of Block, Inc. She has over 11 years of experience in the financial services industry and has been serving as CCO at Cash App Investing since June 2019.13

Ashley's background includes:

  • One of the founding compliance team members of Cash App's brokerage product
  • Built compliance policies and programs from the ground up
  • Manages the firm's AML Compliance program and Best Execution committee
  • Oversees complaint programs, product/feature launches, and marketing/advertising approvals
  • Conducts internal and external audits, including FINRA Rule 3120 testing

Prior to her role at Cash App, Ashley worked as:

  • Owner at ACE Consulting, LLC (Dec 2018 - Mar 2020)
  • Manager, Advertising Review Unit at National Planning Corporation (Sep 2014 - Jan 2018)
  • Account Relationship Manager at Independent Financial Advisors, LLC (May 2011 - Jan 2014)23

Ashley holds a Bachelor of Arts in Finance from Michigan State University and currently possesses FINRA Series 7, 63, 24, and 53 licenses.13 She is also certified as a CRCP® (Certified Regulatory and Compliance Professional) and CAMS (Certified Anti-Money Laundering Specialist).3

Highlights

Feb 5 · advisorcheck.com
Ashley Nicole Adkins | Portland, Oregon | CASH APP INVESTING LLC
Feb 19 · contactout.com
Ashley Adkins Email & Phone Number | Fintech Compliance Leader
May 18 · alnuts.org
Ashley Adkins - California Walnuts
Ashley Adkins - California Walnuts

Related Questions

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What specific compliance programs has Ashley Adkins developed at Cash App Investing?
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How does Ashley Adkins contribute to the democratization of finance?
Ashley Adkins
Ashley Adkins, photo 1
Ashley Adkins, photo 2
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Location

Portland, Oregon Area