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Chris Hayes

Chief Compliance Officer/Corporate Secretary/Principal at 1919 Investment Counsel, LLC

Chris Hayes is an experienced legal and compliance professional in the investment management industry.1 He previously served as the Chief Compliance Officer and Principal at 1919 Investment Counsel, LLC, where he was also a member of the firm's operating committee.1

Career Highlights

Current Position:: Chris Hayes is currently a Partner at Practus, LLP.4

Previous Roles::

  • Senior Legal Counsel at Rockefeller Asset Management, focusing on investment advisory and hedge fund business1
  • Chief Compliance Officer and Managing Director at 1919 Investment Counsel13
  • Senior Legal Counsel at T. Rowe Price Associates for 12 years, part of the global advisory group1
  • Assistant General Counsel at Interactive Brokers and Managing Director of Greenwich Advisor Services13
  • Attorney at The Boston Company Asset Management1

Expertise and Contributions

Chris Hayes has extensive experience in various aspects of investment management and securities law.4 His areas of expertise include:

  • Investment Advisers Act compliance
  • Market structure issues
  • SEC regulations and comment letters
  • Adviser registration with SEC and state regulators
  • Foreign jurisdictional and registration concerns for advisory and family office businesses1

Hayes has also collaborated with the Investment Adviser Association, serving on committees such as the Legal and Regulatory Committee. He has contributed to discussions about regulatory changes and has been involved in drafting testimony for both the SEC and the US Senate regarding market structure and high-frequency trading practices.1

Contact Information

While at 1919 Investment Counsel, Chris Hayes could be reached at [email protected] or [email protected], with a phone number of 410-454-3178.2 However, as he is now with Practus, LLP, this contact information may no longer be current.

Highlights

Jul 29 · practus.com
Chris P. Hayes | Expertise - Practus, LLP
Chris P. Hayes | Expertise - Practus, LLP
Jul 29 · practus.com
Chris P. Hayes - Practus, LLP
Chris P. Hayes - Practus, LLP
Oct 21 · baltimoresnap.com
10th Annual Next Generation Investing Event - Baltimore Snap

Related Questions

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Chris Hayes
Chris Hayes, photo 1
Chris Hayes, photo 2
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Location

Baltimore, Maryland