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Christopher DeLuca

Executive Director

Christopher DeLuca is a seasoned product head with over 25 years of experience in the financial services industry, specializing in catering to ultra-high-net-worth and high-net-worth clients.

Currently serving as the Head of 10b5-1 Business and Sales at UBS, Christopher collaborates closely with global teams in wealth management and the Investment Bank to drive new business opportunities from potential corporate clients and their executives.

His role involves actively contributing to internal panels, playing a vital part in establishing comprehensive compliance policies and procedures to ensure adherence to SEC regulations such as Rules 144, 10b5-1, 10b-18, and Section 16.

Christopher DeLuca pursued a Bachelor of Science (BS) degree in Finance and Business Administration at King's College.

Throughout his career, Christopher has held various key positions at renowned financial institutions including UBS and Fidelity Investments, where he has accumulated a wealth of expertise in areas like 10b5-1 business and sales, trading plan administration, risk analysis, and asset transfers.

Highlights

Ubs Financial Services Inc. - Senior Finance Advisor
Apr 1 · indyfin.com
Financial Advisors/RIAs in Weehawken, New Jersey branch of UBS ...

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Location

Weehawken, New Jersey, United States