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Dan Viola

Partner at Seward & Kissel LLP/FINRA Arbitrator

Daniel G. Viola is a distinguished professional known for his expertise in regulatory defense and compliance, with a particular focus on broker-dealers and investment advisers. With a solid background at the US Securities and Exchange Commission (SEC) as a Senior Compliance Examiner, Mr. Viola gained valuable experience in compliance inspection projects and enforcement actions related to investment advisers, ensuring adherence to federal and state securities laws. His extensive examination experience encompasses various areas such as financial statements, performance advertising, disclosure documents, and analysis of investment adviser and hedge fund issues under ERISA and blue-sky laws.

Highlights

Aug 3 · linkedin

I’m happy to share that I’m starting a new position as Partner & Head of SKRC at Seward & Kissel LLP!

Sep 17 · linkedin

I will be speaking at The Game of Coins: Why Digital Gold Can Be a Safe Haven on October 2nd at the Core Club. In times of trade wars, global instability, possible upcoming recession and ending debt cycles, the suitable instruments for wealth preservation could be disrupted. Join us for a rousing conversation on how to navigate the digital asset landscape and how best to identify the opportunities. Click on the link below for more information and to register.

https://lnkd.in/dzkJABm

#digitalcurrency #digitalassets #digitalgold #cryptocurrency #blockchain #bitcoin #alternativecurrency #digitalsecurities

Related Questions

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Dan Viola
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Location

New York, New York, United States