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David Wysoki
Outside Counsel at Ellington Management Group
Professional Background
David Wysoki is a highly accomplished General Counsel (GC) and Chief Compliance Officer (CCO) who specializes in providing legal expertise to asset managers, technology firms, and startups. With a career spanning over two decades, he possesses a deep understanding of various sectors, including real estate, technology, privacy, enterprise compliance, and governance. As a professional known for his versatility, David has successfully navigated complex legal frameworks, ensuring that organizations remain compliant while pursuing their business objectives.
His work in real estate has been particularly notable, encompassing a broad range of transactions including the purchase and sale of Non-QM loans, BPLs, and NPL/RPLs. He has effectively managed joint ventures with originators and led initiatives involving warehouse lines and dealer financing of real estate asset classes. In the technology sector, David has played a key role in software licensing arrangements, co-developments, and data management strategies, showcasing his ability to adapt legal frameworks to support innovative businesses.
In addition to his extensive legal career, David contributes to various advisory boards and initiatives, reflecting his commitment to fostering innovation and inclusivity in the community. Notably, he has been engaged with the NYC Economic Development Corporation’s $500M Life Sciences Initiative. This role allowed him to connect budding entrepreneurs and researchers to much-needed resources and support.
Education and Achievements
David's academic background is impressive, with a Juris Doctor (JD) from the prestigious New York University School of Law and a Bachelor of Arts in English and Journalism from The City College of New York (CCNY). His education laid a strong foundation for his future endeavors in law and compliance, equipping him with essential communication and analytical skills that have proven invaluable in his legal career.
Throughout his journey, David has held various prestigious positions, including Director at the Mount Sinai Hospital Innovation and Diversity Hub, which embodies his commitment to fostering diversity in the health sector. His previous roles as General Counsel at DoVR Media and as counsel at Centiment Capital further highlight his varied experience, where he adeptly handled compliance issues related to tech innovations.
In his role as CCO and Deputy General Counsel at Axonic Capital LLC, David demonstrated his strategic acumen by establishing compliance frameworks that safeguarded the company’s interests while enabling growth. His legal expertise and proactive approach to compliance in trading environments, developed during his tenure at Barclays Capital and Commerzbank AG, has contributed significantly to the risk management efforts within the firms he has served.
Notable Projects and Contributions
David's advisory roles extend to several innovative projects and companies. He has been instrumental in the development of an AI-driven cryptocurrency trading algorithm with Xeres and has provided strategic insight to Centiment, focusing on sentiment integration within the Ad Tech sphere. His involvement in AR/VR technology with DoVR Media highlights his commitment to supporting emerging technologies that redefine user experiences.
As a founder of the computer science initiative at The City College of New York, David played a pivotal role in enhancing the academic journey of many students, demonstrating his commitment to mentorship and education. His position as Executive in Residence at the Colin Powell School further showcases his dedication to cultivating the next generation of leaders, partnering with industry giants such as Google, Amazon, and Microsoft for student engagement initiatives.
Compliance Expertise
David Wysoki possesses vast expertise in compliance specializing in navigating regulatory requirements within the financial and technology sectors. He has worked comprehensively on issues concerning trade allocation, valuations, and annual reviews under SEC regulations. His hands-on experience with audits and ethical standards has reinforced his reputation as a highly dependable guide in corporate governance.
Notably, he has contributed to the development and enforcement of various organizations’ Codes of Ethics, ensuring that compliance practices not only meet the regulatory requirements but also align with ethical standards. His role in ensuring compliance with anti-money laundering (AML) and know your customer (KYC) regulations, as well as handling sensitive MPIN aspects, positions him as a trusted advisor in the compliance arena.
Leadership and Community Engagement
As a leader, David embodies the core principles of integrity, innovation, and inclusivity. His efforts at the Mount Sinai Hospital Innovation and Diversity Hub reflect his dedication to creating diverse pathways in healthcare innovation, bridging gaps, and fostering coll
