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Dennis Garris
Partner In Charge, Washington DC , Alston & Bird LLP
Professional Background
Dennis O. Garris is a prominent attorney and respected thought leader in the field of securities law, currently serving as the partner-in-charge of the Washington, D.C. office at Alston & Bird LLP. His impressive career spanning over two decades includes a wealth of experience in complex Securities and Exchange Commission (SEC) regulatory and disclosure matters as well as in merging and acquisition strategies. Prior to his role at Alston & Bird, Mr. Garris was the co-head of the firm’s prestigious securities and mergers and acquisitions practices.
Mr. Garris has established himself as a nationally recognized expert on critical SEC regulatory matters, including the intricate proxy rules, tender offer rules, and the going-private rules that govern financial transactions in the United States. His in-depth knowledge makes him a sought-after advisor, especially in navigating the challenges of beneficial ownership reporting rules and conducting thorough due diligence needed for successful mergers and acquisitions.
From October 1997 to early 2003, Mr. Garris served as the chief of the Office of Mergers and Acquisitions within the SEC's Division of Corporation Finance. This role offered him a unique vantage point to oversee and regulate both domestic and cross-border M&A transactions, lending him unparalleled insight into the statutory and regulatory interpretive functions of the SEC. His tenure involved significant oversight of issuer tender offers, proxy solicitations, and complex business combinations, showcasing his adept understanding of securities law.
In addition to his time at the SEC, Mr. Garris worked closely with the Division of Enforcement addressing critical M&A and beneficial ownership reporting issues, showcasing his commitment to maintaining a fair and transparent marketplace.
Education and Achievements
Dennis Garris's educational background has significantly contributed to his expertise in the legal and financial sectors. He holds a Juris Doctor (J.D.) degree from the University of Akron School of Law, equipping him with a strong foundation in law that has been vital throughout his career. Complementing his legal education, he pursued a Master's Degree in Taxation at The University of Akron, further enhancing his understanding of the intricacies involved in financial regulations and compliance.
Additionally, Mr. Garris earned his Bachelor’s Degree from Youngstown State University, forming the cornerstone of his professional journey in the field of law and finance.
Mr. Garris has blended his rigorous academic training with practical experience, positioning him as a leading authority on complex regulatory issues in the investment landscape. His contributions to the field have not gone unnoticed, and he remains active in legal and financial circles, sharing his insights and expert knowledge.
Notable Achievements
One of Mr. Garris's most notable achievements is his significant impact on the regulatory landscape during his impressive tenure at the SEC. As chief of the Office of Mergers and Acquisitions, he was at the forefront of regulatory changes that shaped how domestic and international financial transactions are structured and executed. His involvement in various pivotal M&A transactions has helped to define industry standards and practices.
Mr. Garris is also an active participant in various legal and professional organizations, where he contributes his knowledge and expertise. His experience and reputation in the legal community not only enhance his firm's offerings but also provide invaluable insights to clients navigating the increasingly complex world of securities regulation and mergers and acquisitions.
With a commitment to excellence and an extensive understanding of both domestic and international regulatory frameworks, Dennis Garris continues to play a crucial role in shaping securities law and guiding stakeholders through the intricacies of M&A transactions.
