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Eric Kim

Vice President - Sanctions Investigations Manager

Eric Kim is a financial compliance professional who has held key roles at HSBC, including Vice President - Sanctions Investigations Manager and Operations Manager in Personal Government & Institutional Banking.1 He currently works as a Manager of Compliance Advisory at Capital One.1 Kim has expertise in trade controls matters, having led numerous internal investigations for clients and helped companies design and implement compliance programs.2 His background includes experience in sanctions investigations, banking operations, and compliance advisory, indicating a strong focus on financial regulatory compliance and risk management in the banking sector.

Highlights

New U.S. and UK Sanctions, Including Related to Russia's Energy ...
Dec 16 · home.treasury.gov
Treasury Sanctions Key Facilitators Behind North Korea's Illicit ...
Dec 13 · finra.org
[PDF] Disciplinary and Other FINRA Actions
Jul 27 · psych.ubc.ca
Psychology of adult development and aging: Dr. Eric Kim ...

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Eric Kim
Eric Kim, photo 1
Eric Kim, photo 2
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Location

Fairfax County, Virginia, United States