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Eric Young
Global Chief Compliance Officer - Compliance & Ethical Re-engineer - Advisory Board Member - Speaker - Author - Adjunct Professor - Artist -
Professional Background
Eric T. Young is a distinguished leader in the realms of compliance, ethics, and regulatory technology, bringing forth a wealth of experience from prestigious institutions and corporations. With over two decades of expertise, Eric has adeptly re-engineered compliance programs, focusing on fostering safe, healthy, and sustainable growth. His career is characterized by strategic advisory roles and senior compliance positions at leading financial organizations, including the Federal Reserve, JP Morgan, GE, S&P Global, and internationally recognized banks such as UBS and BNP Paribas.
Eric’s proficiency within compliance extends to various domains including anti-money laundering, sanctions, and anti-bribery as well as corruption compliance programs. He champions a proactive “Yes-if” approach to problem-solving, which emphasizes negotiation and collaborative outcomes to not just identify issues but also to implement effective solutions that align with regulatory frameworks. His innovative leadership has led global and regional teams to maintain compliance programs that are in strict accordance with U.S. Department of Justice Sentencing Guidelines, Federal Reserve regulation, and established compliance standards.
Education and Achievements
Eric holds a Bachelor of Arts degree from Columbia University in the City of New York, known for its rigorous academics and esteemed alumni network. He is also a graduate of the GE Management Development Program, a program recognized for cultivating leadership competencies and managerial skills in high-potential professionals.
In addition to his educational accomplishments, Eric’s certifications and licenses are extensive. He holds the FINRA Series 24, 7, 99, and SIE licenses, which underscores his deep understanding of financial compliance and regulations. He also received ACAMS certification, further fortifying his knowledge in anti-money laundering compliance. Eric’s commitment to ongoing education is evident; he has served as an Adjunct Professor at Fordham University School of Law, where he taught courses on Corporate Compliance and Building Effective Ethics & Compliance Programs. His dedication to academia also reflects his belief in fostering the next generation of compliance leaders.
Eric has made substantial contributions to the compliance community as a thought leader, speaker, and author, with publications in prestigious platforms such as the Wall Street Journal, Reuters, and Forbes. His insights have resonated across numerous professional organizations, including ACAMS and the International Association of Financial Crimes Investigators (IIFCA). This engagement with the wider industry highlights his commitment to promoting best practices in compliance.
Leadership in the Compliance Community
In his role as Founder and CEO of Young Enterprises LLC, Eric has established himself as a reputable publisher and thought leader in the field of compliance and regulatory issues. His firm, which includes EthicalPebble Publishing, aims to provide valuable resources and insights to professionals navigating the complex landscape of compliance.
As an advisory board member for notable organizations such as the Unified Compliance Framework (UCF) and WebDoctors.com, Eric plays a crucial role in guiding compliance strategies and enhancing organizational frameworks for cybersecurity and healthcare. His previous roles on advisory boards at Binary Reign and Network Frontiers further exhibit his commitment to advancing compliance practices in diverse sectors.
Notable Achievements
Throughout his extensive career, Eric has achieved remarkable milestones. As a former Chief Compliance Officer for BNP Paribas Americas and S&P Global Ratings, he was instrumental in establishing robust compliance frameworks that align with global standards while catering to local regulations. His tenure as Managing Director for Global Compliance at GE and at the Royal Bank of Scotland showcases his capacity to lead compliance efforts in complex organizational structures.
Eric also served as the Deputy Chief Compliance Officer for UBS Investment Bank in the Americas, where he strengthened compliance programs and cultivated a culture of ethical conduct. His multifaceted experience as a Supervisory Analyst at the Federal Reserve Bank of New York equipped him with invaluable insights into regulatory practices, allowing him to effectively navigate the interconnected landscape of federal regulations and banking operations.
Personal Interests
Outside of his professional endeavors, Eric enjoys engaging in strategic games like chess, tennis, and baseball. His love for chess underscores his analytical thinking and problem-solving abilities, qualities that have undoubtedly contributed to his success in the field of compliance.
With a remarkable career dedicated to compliance, ethics, and leadership, Eric T. Young continues to make a profound impact in the industry, fostering safe and compliant environments while mentoring future leaders and guiding organizations towards ethical excellence.

