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Hope M. Jarkowski

Chief Legal Officer of Broadridge (NYSE: BR)

Hope M. Jarkowski is the newly appointed Chief Legal Officer at Broadridge Financial Solutions, Inc., a global Fintech leader.13 Here are some key details about her:

Professional Background

Previous Roles::

  • General Counsel at the New York Stock Exchange (NYSE) since 20222
  • Head of Equities at NYSE, responsible for strategy, product development, and relationship management2
  • Co-head of Regulatory Affairs at Intercontinental Exchange (NYSE's parent company)2
  • Partner at Delta Strategy Group2

Government Experience::

  • Senior Counsel to Commissioner Troy Paredes at the Securities and Exchange Commission (SEC)2
  • Senior Securities Counsel to the U.S. Senate Banking Committee2

Early Career::

  • Counsel at law firm Bingham McCutchen2
  • Attorney in the Office of General Counsel at the Financial Industry Regulatory Authority (FINRA)2

New Role at Broadridge

Hope Jarkowski will assume the position of Chief Legal Officer at Broadridge Financial Solutions, effective May 6, 2024.13 In this role, she will:

  • Oversee Broadridge's legal, compliance, regulatory, and government affairs functions13
  • Serve as the primary legal advisor to senior management and the Board of Directors13
  • Help lead the company's internal policy efforts13
  • Serve on the Broadridge Foundation Board, Risk Committee, and Environmental, Social, and Governance (ESG) Committee13

Expertise

Jarkowski is recognized as an established leader with strong expertise in:

  • Securities regulation
  • Corporate governance
  • Regulatory affairs4

Her extensive experience in both the corporate and regulatory spheres makes her well-suited to lead Broadridge's legal and regulatory function as the company executes its forward-looking strategy.2

Highlights

May 25 · linkedin

It’s been an extraordinary two weeks.

I had the unique opportunity to meet and make a great new friend in Vwanganji Amatende-Bowa, a talented CEO from Zambia, as part of a mentoring program run by Fortune and U.S. Department of State. Starting the weekend of May 12, Vwanganji worked side-by-side with me at the NYSE’s office in Washington and at our iconic Wall Street headquarters to learn about the markets we operate and the people who run them.

When Vwanganji returns home, I can only hope the experience gained at the NYSE will benefit her and her business, Mighty Finance Solution Limited, a microlending platform for women-owned and -led businesses with a focus on underserved and underbanked women.

To kick off the program in Washington, we met with senior female leaders on the United States Senate Committee on Banking, Housing, and Urban Affairs; Pamela Gibbs, Director of the SEC’s Office of Minority and Women Inclusion; and members of the House Financial Services Committee. We also squeezed in some sightseeing, walking the Hill and visiting the Supreme Court and White House.

Next, we headed to New York City to meet with senior leaders at the NYSE, and parent ICE, responsible for businesses spanning capital markets, transactions and data. It was far from a one-way sharing of information. My exchange colleagues had the pleasure of hearing from Vwanganji about her business, the Zambian markets and microfinance.

This unique program allowed me to share with Vwanganji how the NYSE sits at the intersection of finance and policy, interacting with U.S. and world leaders as well as listed companies across the globe.

I want to thank Vwanganji for her remarkable curiosity and engagement, and Fortune and the U.S. Department of State for arranging an incredible program that resulted in an important new friendship I look very much forward to sustaining.

Mar 8 · linkedin

NYSE Legal is hiring!

Related Questions

What are Hope Jarkowski's key achievements at the NYSE?
How did Hope Jarkowski's role at Intercontinental Exchange prepare her for her position at Broadridge?
What specific challenges will Hope Jarkowski face as Chief Legal Officer at Broadridge?
How does Hope Jarkowski's background at the SEC influence her approach to regulatory affairs at Broadridge?
What are Hope Jarkowski's main responsibilities on the Broadridge Foundation Board?
Hope M. Jarkowski
Hope M. Jarkowski, photo 1
Hope M. Jarkowski, photo 2
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Location

Washington DC-Baltimore Area