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James P. Dowd, CFA
CEO at North Capital
Professional Background
Jim Dowd is a highly accomplished financial expert with over 39 years of extensive experience in global financial markets. As the Founder and CEO of North Capital Investment Technology (NCIT), Mr. Dowd has revolutionized the landscape of exempt securities offerings. Under his leadership, NCIT has become a cornerstone of infrastructure technology and services for financial intermediaries and primary issuers. Furthermore, he founded North Capital Private Securities (NCPS), a registered agency broker-dealer that specializes in online capital formation while also operating the PPEX alternative trading system (ATS). His expertise extends to North Capital Inc., an SEC-registered investment advisor that offers both discretionary and non-discretionary investment management and advisory services.
Previously, Mr. Dowd significantly impacted Bear Stearns as a Senior Managing Director, where he expertly led the hedge fund advisory team and was instrumental in developing and managing the firm's HedgeSelect platform. His prior experience also includes a fruitful seven-year tenure as a portfolio manager, where he specialized in convertible bond and options arbitrage. Additionally, Mr. Dowd spent nine years at Bankers Trust in various prestigious roles across New York, London, and Tokyo, culminating as Managing Director and Head of Derivatives Trading for Asia. His impressive career in finance began with a position at Samuel Montagu Capital Markets Inc., a boutique investment bank in New York, where he laid the groundwork for his future successes.
Education and Achievements
Mr. Dowd earned his Bachelor of Science in Foreign Service (BSFS) with a major in International Economics, Finance, and Commerce from the distinguished Georgetown University. This robust educational background has played a pivotal role in shaping his impressive career in finance and investment management.
In addition to his academic qualifications, Mr. Dowd holds the prestigious Chartered Financial Analyst (CFA) designation, reflecting his advanced knowledge and commitment to professionalism in investment management. He is also a Certified Public Accountant (inactive), adding further depth to his financial acumen and expertise. His commitment to intellectual and professional development underscores a lifelong dedication to the finance industry.
Leadership Roles and Contributions
Beyond his entrepreneurial achievements, Mr. Dowd actively serves on the boards of two private companies, contributing his vast experience and insights to their strategic direction. His previous roles have included serving as a trustee for various non-profit organizations, demonstrating his commitment to community engagement and social responsibility.
Throughout his career, Jim Dowd has been known for his ability to foster relationships, innovate, and drive growth in the companies and organizations he has served. His expertise spans various domains within the financial industry, making him not only a leading figure in investment technology but also a thought leader in financial advisory services. His remarkable journey is a testament to his dedication to advancing the financial sector through technology and ethical practices.
