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Jay Simmons

Managing Director, Audit for Wealth and Investment Management at Wells Fargo

Jay Simmons is the Audit Director for Wealth and Investment Management at Wells Fargo, based in Waxhaw, North Carolina. He holds the position of Managing Director in this department, overseeing audit functions related to wealth and investment services.

Simmons has a background in finance and audit, having obtained a degree from Shaw University. He has recently achieved certification as a Certified Fiduciary Investment Risk Specialist from the Cannon Financial Institute, indicating his commitment to professional development in the field of investment risk management.123

Highlights

Apr 19 · linkedin

Awesome opportunity for me to have been a part of the Financial Markets Association Securities Compliance Seminar in Chicago this week, where I had the honor of participating as a panelist alongside industry experts James Connors, Kathy Sheng, and Jim Enstrom. The discussions spanned a variety of topics, from leveraging AI, addressing regulatory changes and compliance challenges, fostering collaboration and shaping the future of our field.

Mar 23 · linkedin

10th annual UNCF Gala, Charlotte. My wife and I pictured with the Honorable Harvey B. Gantt.

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Jay Simmons
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Location

Waxhaw, North Carolina, United States