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Jed Doench

Of Counsel at Morgan, Lewis & Bockius LLP

James E. "Jed" Doench is an Of Counsel at Morgan, Lewis & Bockius LLP. He is a financial services lawyer who provides interdisciplinary counsel to clients on a wide range of regulations impacting their businesses.23

Areas of Expertise

Jed specializes in broker-dealer issues and regulatory developments in the financial services industry. Some key areas of his practice include:

  • SEC regulations, particularly new rules affecting broker-dealers
  • FINRA compliance requirements
  • Digital assets and cryptocurrency regulations

Recent Work

In February 2024, Jed was involved in analyzing and presenting on the SEC's new "Dealer" rules, which significantly broadened the scope of broker-dealer definitions.1 He has also been active in discussing regulatory developments related to digital assets across different jurisdictions, including the Middle East, US, and UK.4

Speaking Engagements

Jed frequently speaks at industry conferences and events. For example:

  • He was a speaker at a Morgan Lewis event in New York on June 11, 2024, discussing broker-dealer issues and the SEC's new dealer rules.1
  • He has presented on regulatory developments in the digital asset space alongside colleagues.4

Jed's expertise and regular involvement in high-level industry discussions indicate that he is a respected authority in financial services regulation, particularly in areas concerning broker-dealers and emerging technologies in finance.

Highlights

Jul 30 · linkedin

In an unusual move, this past Friday the SEC stayed an amendment to FINRA Rule 2210 that had been approved a week earlier by the Division of Trading and Markets pursuant to delegated authority. The amendment, which has been years in the making, would finally allow broker-dealers to use performance projections in communications with QPs and institutional investors. Some further thoughts on this development:

https://lnkd.in/eg4fiXNy

Steve Stone, Jack O'Brien, Christine Ayako Schleppegrell, Christine Lombardo, Kyle Whitehead, Amy Kroll, Sarah Riddell

Feb 27 · linkedin

Check out the report that my colleagues Ignacio Sandoval, Kyle Whitehead and Sarah Riddell and I just published on the SEC's recent rulemaking to expand the dealer definition under the Exchange Act.

Related Questions

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Location

New York, New York, United States