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Jeff Pasquerella
Leader in financial services industry with compliance and c-suite experience
Jeff Pasquerella is the Global Head of Business Development at DriveWealth, a financial technology platform that specializes in providing Brokerage-as-a-Service. In this role, he is instrumental in driving the company's growth and expansion efforts globally. He is based in Ossining, New York, and has a robust professional network with over 500 connections on LinkedIn.23
Professional Background
Before joining DriveWealth, Pasquerella held various positions in the financial services sector, including roles that involved legal and operational oversight. His experience spans several years in the industry, starting from 2012, where he has developed a strong expertise in business development and legal affairs within financial services.4
Education
Pasquerella earned his degree from Pace University School of Law, which has equipped him with a solid foundation for his roles in the legal and business domains of finance.2
Contributions to DriveWealth
At DriveWealth, he focuses on leveraging innovative technology to enhance investment experiences for clients and partners. His leadership is aligned with DriveWealth's mission to democratize access to financial markets through technology.1
Highlights
I am pleased to announce that I am running for one of two seats on FINRA's Regional Committee for the Northern Region, District 9.
My extensive background, experience, and commitment to advocating for small firms, the industry’s ethical integrity, and the need to educate investors position me well to serve on this committee.
Additionally, my background as both a regulator and my experience working for industry firms gives me a full perspective that will enable me to help bridge the communication gap between the industry and FINRA while championing firm issues.
I am currently the Chief Legal Officer for DriveWealth, a pioneer in fractional securities investing and a clearing firm powering retail trading experiences for many partners globally. Previously I served as DriveWealth’s Chief Compliance Officer and Global Head of Business Development.
Prior to joining Drivewealth, I served as an Assistant District Attorney in the Westchester District Attorney's Office during which time I joined NASD, which became FINRA in 1998. I went on to serve at FINRA for over 17 years including serving as the District Director for the New York District Office and finally as a Senior Vice President and Regional Director for the South Region. After leaving FINRA, I joined UBS as Head of Financial Crimes Compliance in the Americas. Prior to UBS, I joined Cape Securities and American Global Wealth Management in Atlanta as Chief Operating Officer and General Counsel.
If your firm is in the Northern Region, District 9, I kindly ask for your support and encourage your firm to submit a ballot for my candidacy.
To vote: The Executive Representative of each eligible firm can vote by telephone, internet or U.S. mail. Voting instructions were included in an email sent on October 23, 2023 from [email protected]. Hard copies of the ballots were also mailed. Additionally, the eligible representative at each firm should have received a direct ballot email with a link. There is only one vote per firm.
Ballots are due by Wednesday, November 22, 2023.
I appreciate your support.
