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Jeffrey Brandt

Director, Anti-Money Laundering Compliance Officer, Sanctions Officer and Anti-Corruption Officer at MUFG Securities Americas

Jeffrey Brandt is a highly accomplished professional with a diverse background in legal and compliance roles.

He holds a Juris Doctor (JD) degree in Law from Saint John's University School of Law and a Bachelor of Arts (BA) in English Literature from the University of Michigan.

Currently, Jeffrey serves as the Director, Anti-Money Laundering Compliance Officer, Sanctions Officer, and Anti-Corruption Officer at MUFG Securities Americas, showcasing his expertise in financial compliance.

Prior to his current role, he held prominent positions such as Director of Compliance at Lek Securities, Director of AML / OFAC Compliance Counsel at CLS Bank International, and Director of Compliance at Kroll.

Jeffrey's professional journey also includes roles at reputable organizations like Morgan Stanley as Vice President, Daylight Forensic & Advisory LLC as Senior Manager, NASD as Sr. Enforcement Attorney, and Kings County District Attorneys Office as Felony Assistant District Attorney.

His extensive experience in legal and compliance fields demonstrates his proficiency and versatility in navigating complex regulatory landscapes.

Jeffrey Brandt's educational background combined with his managerial and legal roles make him a seasoned professional in the realms of compliance and financial regulations.

Highlights

Jeffrey Brandt - Private Wealth Advisor - Ameriprise Financial
Jeffrey Brandt - Private Wealth Advisor - Ameriprise Financial
Dec 4 · prnewswire.com
MUFG Announces Executive Leadership Changes Within its ...
Jul 5 · sifma.org
Annie Hsu | Jefferies - SIFMA
Jeffrey Brandt financial advisory team | West Des Moines, IA

Related Questions

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Jeffrey Brandt
Jeffrey Brandt, photo 1
Jeffrey Brandt, photo 2
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Location

Greater New York City Area