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Cfp® John T. Torola

Chief Compliance Officer at Alpaca Securities LLC

John T. Torola, CFP® is a financial industry professional with extensive experience in compliance and operations. He served as the Chief Operating Officer and Chief Compliance Officer at Alpaca Securities LLC from January 2018 to March 2022.2 Prior to his role at Alpaca, Torola was the Chief Compliance Officer at Wealthfront from September 2016 to December 2017.21

Torola has a diverse background in the financial sector:

  1. He is a veteran of FINRA, the non-governmental organization that regulates broker-dealer firms and registered brokers in the U.S.1

  2. He holds multiple securities licenses, including Financial and Operations Principal, General Securities Principal, and Registered Options Principal.2

  3. Torola is a Certified Financial Planner (CFP®), which indicates expertise in financial planning and wealth management.2

Currently, as of April 2023, John T. Torola is employed by and registered with INTER&CO SECURITIES LLC in Hayward, CA.2 His extensive experience and qualifications make him a respected figure in the financial compliance and operations field.

Highlights

Nov 30 · reddit.com
Has anyone had any issues transferring out of Alpaca Securities Llc ...
ON THE MOVE: Alpaca Adds Senior Staff | Traders News
Oct 1 · marketsmedia.com
TRADING UP: Alpaca Adds Senior Staff - Markets Media
TRADING UP: Alpaca Adds Senior Staff - Markets Media

Related Questions

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Cfp® John T. Torola
Cfp® John T. Torola, photo 1
Cfp® John T. Torola, photo 2
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Location

San Francisco Bay Area