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Joseph Dolan

Risk & Compliance at IFM Investors

Joseph Dolan is a seasoned professional with 15 years of experience in the financial services industry, specializing in equity, derivatives, and surveillance.

He has a strong knowledge of handling client equity and derivative order flow, and is well-versed in industry regulatory issues and best execution concepts.

Joseph completed a Graduate Program in Capital Markets in 2018 at the University of North Carolina at Chapel Hill, with a background in Finance Major and Economics Minor from Saint Joseph's University - Erivan K. Haub School of Business.

He also attended Fairfield College Prep School for his earlier education.

With a rich organizational history, Joseph has worked in various roles, including Risk & Compliance at IFM Investors, Vice President Compliance Consulting at Duff & Phelps, Compliance Officer at Trilogy Global Advisors, LP, Products Surveillance Officer at Instinet Incorporated and Goldman Sachs, AICE Group at Silverleaf Partners, and Agency Equity Trader at Bear Stearns.

Joseph Dolan
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Location

New York, New York, United States