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Julius Leiman-Carbia

Chief Legal & Compliance Officer at Moment, admitted to practice in NY and DC

Julius Leiman-Carbia is a Legal and Compliance expert with vast in-house experience in diverse industries including commercial, investment banks, financial technology companies, and oil, gas, and energy concerns. He has a strong focus on developing and implementing effective legal and compliance programs.

Julius Leiman-Carbia completed his JD in Law at the University of Pennsylvania Carey Law School and holds a BSFS in International Relations, Law, and Organizations from Georgetown University.

Throughout his career, Julius has held various key positions including Chief Legal Officer at Moment, Legal & Compliance Advisor at Wealthfront, Legal Advisor at Passthrough, Advisor at Compound, Co-Chair of the Digital Adviser Committee at Investment Adviser Association, Chief Legal & Compliance Officer at Wealthfront, Chief Legal and Compliance Officer at Carta, Chief Compliance Officer and Global Head of OFAC Compliance at MUFG, Chief Compliance Officer at JPMorgan Chase, Associate Director and Head of the National Broker-Dealer Examination Program at the US Securities and Exchange Commission, Head of IST Compliance (NA) at BP, Head of Institutional Compliance NA at Citigroup, Head of Equities Compliance & Associate General Counsel at JP Morgan, Marketer at Goldman Sachs, Head of Equities Compliance at Goldman Sachs, Associate at Smith New Court, and Senior Special Counsel at the US Securities and Exchange Commission.

Julius Leiman-Carbia
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Location

New York, New York, United States