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Karen Foster

FCA compliance, monitoring, implementation and project management, SMCR, suitability, PRIIPs, AIFMD, complaints handling

Karen Foster is an accomplished Compliance Manager with a strong background in the financial services sector.

She is highly proficient in Compliance Monitoring, Investment Suitability Analysis, Securities, Asset Management, Equities, and Policy/Procedure Reviews and Updates.

Karen Foster holds a Bachelor of Laws (LLB) degree with a 2.1 grade from Oxford Brookes University and has also completed the Legal Practice Course with a Commendation at City University London.

Her professional journey includes roles like DTRB Risk and Compliance Senior Consultant at Deloitte UK, Compliance Manager at Lawson Conner, Compliance Consultant at Lawson Conner, Head of Suitability Compliance at Walker Crips, Compliance Monitoring Manager at Walker Crips, Compliance Executive at Walker Crips, Senior Investment Assistant at Walker Crips, and Senior Investment Assistant/Administrator at Savoy Investment Management.

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Location

London, England, United Kingdom