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Katie Makstenieks

Global Chief Compliance Officer

Katie Makstenieks is the Global Chief Compliance Officer at AtomicVest.123 She has almost 20 years of experience in the financial services industry.2

Background and Education::

  • She is an MBA graduate from the Massachusetts Institute of Technology (MIT).12
  • She obtained a Sustainability/ESG Certification and a Business Analytics Certification from the MIT Sloan School of Management in May 2020.1
  • Her undergraduate degrees are in Economics and Political Science.2

Experience::

  • Prior to her current role, Katie was a Managing Director with Deloitte Transactions & Business Analytics and the Chief Compliance Officer (CCO) of Deloitte Corporate Finance LLC.2
  • She served as the CCO for the Global Electronic Trading Corporation, a high-frequency algorithmic trading firm.2
  • She was the Director of Equities Market Regulation for NYSE Arca (now part of FINRA).2
  • Before joining Deloitte in 2016, Katie spent nine years as the Global Head of Compliance for Duff & Phelps, where she built the firm’s global anti-bribery program, data privacy program, and records management program.2
  • She served a four-year term on the Securities Industry Regulatory Council from 2015 to 2018, and was the Finance Chair and Vice Chair.2

Licenses and Certifications::

  • She holds FINRA Series 7, 24, 14, 79, 99, and SIE licenses.1

Other Affiliations::

  • Katie is an officer of the MIT FinTech Club and coordinates hackathons and other events.2
  • She is a member of the MIT Blockchain Club and Sloan Women in Management (SWIM).2

Contact Information::

  • For complaints concerning services provided by Atomic Brokerage, Katie can be reached via email at [email protected] or by phone at (630) 207-6346.3

Highlights

Dec 13 · atomicvest.com
Atomic Invest
Dec 6 · atomicvest.com
Atomic Invest Wealth Management
[PDF] Atomic Brokerage General Disclosures - Updated 08.08.2024.docx
Sep 25 · theorg.com
Atomic - The Org
Atomic - The Org
Nov 10 · leadiq.com
Atomic Invest Company Overview, Contact Details & Competitors

Related Questions

What are Katie Makstenieks' main responsibilities at Atomic Invest?
How did Katie Makstenieks transition from Deloitte to Atomic Invest?
What specific compliance challenges has Katie Makstenieks faced in her career?
How does Katie Makstenieks' experience at MIT influence her compliance work?
What are some notable projects Katie Makstenieks has led in compliance?
Katie Makstenieks
Katie Makstenieks, photo 1
Katie Makstenieks, photo 2
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Location

Chicago, Illinois, United States