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Laura Pagliughi

Compliance - Legal

Professional Background

Laura Pagliughi is a seasoned Compliance Specialist and Legal Advisor with a well-established career in the financial market and legal industry. With her extensive expertise in Banking & Financial Regulation, Corporate Law, Corporate Governance, and Governance Risk and Control, she has become an indispensable asset in her field. Laura currently serves as a Senior Compliance Advisory Officer for an international financial institution, where she showcases her ability to navigate complex regulatory landscapes, particularly in relation to investment services in Italy and the issuance of listed products.

In her present role, Laura manages transversal projects that are crucial for ensuring compliance with new regulations, including significant frameworks such as the Market Abuse Directive (MAD), the Market Abuse Regulation (MAR), and the Markets in Financial Instruments Directive II (MiFID II). This position highlights her commitment to digitalization and her proactive approach to implementing innovative compliance solutions. She possesses a deep understanding of the compliance challenges faced by financial entities, ensuring they remain adherent to dynamic regulatory standards.

Education and Achievements

Laura's academic background is noteworthy, having earned her PhD in Financial Regulation at the distinguished Università degli Studi di Milano-Bicocca. This advanced degree has provided her with profound insights into financial markets and securities law, equipping her with the knowledge necessary to excel in her profession. Prior to her doctorate, she completed her Laurea in Giurisprudenza, graduating magna cum laude from the same institution. This solid educational foundation has enabled her to develop into a respected thought leader in compliance and regulatory matters.

Over the years, Laura has amassed a wealth of professional experience, serving in various esteemed positions. Previously, she held the role of Senior Compliance Officer at BNP Paribas, where she played a pivotal role in the advisory function, bridging the gap between legal intricacies and compliance protocols. Her journey has also included significant contributions as a Senior Associate Lawyer at Craca Di Carlo Guffanti Pisapia Tatozzi & Associati, and as an Associate Lawyer at Atrigna & Partners - Studio Legale Associato. These roles have allowed her to draft legal opinions, contracts, by-laws, policies, and procedures, showcasing her adept skills in legal drafting and compliance oversight.

Key Achievements

Laura Pagliughi has a proven track record of success, characterized by her ability to assist clients effectively during regulatory proceedings, including dealings with Italian regulators such as Consob, the Bank of Italy, and IVASS. Her meticulous attention to detail and a robust understanding of legal frameworks aid her clients in navigating sanctioning procedures smoothly.

Furthermore, Laura's involvement in compliance projects emphasizes her leadership in the field. She actively collaborates on initiatives aimed at ensuring organizations meet compliance obligations while fostering a culture of ethical governance. Her contributions to the banking and financial sectors have earned her a reputation as a trusted advisor and a reliable source for compliance-related inquiries.

In addition to her hands-on work, Laura is passionate about sharing her knowledge and expertise. She often engages in thought leadership within her field, advocating for best practices in compliance and highlighting the critical importance of legal advisory roles in the financial services industry. Laura remains dedicated to professional development, continually enriching her skill set to stay ahead of the curve as regulatory environments evolve.

Overall, Laura Pagliughi exemplifies the qualities of a dedicated and knowledgeable compliance professional. Her commitment to excellence and her comprehensive understanding of legal and regulatory frameworks position her as a leader in the compliance landscape, making significant contributions to the success and integrity of the financial institutions she serves.

Related Questions

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How does Laura Pagliughi approach her role as Senior Compliance Advisory Officer?
Laura Pagliughi
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Location

Milan Area, Italy