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Mandy Roth

Mandy Roth is a BSA/AML & OFAC/Sanctions Compliance Professional based in Weehawken, New Jersey.2 She has a J.D. degree and holds certifications as a Certified Anti-Money Laundering Specialist (CAMS) and Certified Global Sanctions Specialist (CGSS).2

Roth has 13 years of law practice experience, specializing in financial regulation, and 11 years of experience in Financial Crime and Regulatory Compliance (FCRC) at institutions such as MUFG, HSBC, Wells Fargo, and JP Morgan Chase.2 Her areas of expertise include:

  • Enterprise Risk Management (ERM)
  • AML Regulation
  • OFAC/Sanctions Regulation
  • USA Patriot Act
  • Foreign Corrupt Practices Act
  • Securities Acts – 1933 & 1934
  • Investment Act of 1940

Roth is proficient in French (native or bilingual proficiency) and has limited working proficiency in Spanish.2 She is currently working at PwC in the New York City Metropolitan Area.2

It's important to note that this Mandy Roth is different from the New York Times and USA Today bestselling author Mandy M. Roth, who writes paranormal romance and urban fantasy novels.13

Highlights

Nov 19 · mandyroth.com
Mandy M. Roth NY Times & USA Today Bestselling Author
Nov 29 · mandyroth.com
Immortal Operatives World More Info | Mandy M. Roth
Feb 15 · mandyroth.com
NY Times and USA TODAY bestselling romance author
NY Times and USA TODAY bestselling romance author
INTERVIEW: Under the Covers with Mandy M. Roth - Dario Ciriello

Related Questions

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Mandy Roth
Mandy Roth, photo 1
Mandy Roth, photo 2
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Location

Greater Atlanta Area