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Manny Rivera

Deputy General Counsel, US Corporate & Securities at Babylon

Professional Background

Manny Rivera is a highly accomplished legal professional who currently serves as the Deputy General Counsel for US Corporate and Securities at Babylon Holdings (NYSE: BBLN). He has played a pivotal role in guiding the digital health company through its transformative journey from a private unicorn status to becoming a public entity listed on the New York Stock Exchange. Since joining Babylon prior to its merger with SPAC, Manny has focused on advancing corporate governance, ensuring compliance with SEC reporting regulations, and overseeing key areas of legal oversight, including the Insider Trading Policy and support for US mergers and acquisitions. His strategic legal expertise directly supports internal teams across Finance, Accounting, Investor Relations, Corporate Development, Compliance, and Communications.

Before his tenure at Babylon, Manny honed his skills at Norton Rose Fulbright in New York, where he specialized in M&A and Securities for over two decades. His extensive experience has made him a trusted advisor to mid-market US and foreign public companies. Throughout his career, he has earned a reputation for his exceptional substantive and technical capabilities. Respected by his peers and clients alike, Manny is known for his diligence, patience, and practical mindset, which have contributed significantly to the successful execution of countless deals.

Manny has been a key player in numerous equity and debt financings that collectively raised billions of dollars, leading SEC-registered IPOs and follow-on public offerings pursuant to the Securities Act of 1933. He has also been actively involved in private placements to institutional investors. His comprehensive expertise further includes domestic and cross-border mergers, acquisitions, divestitures, joint ventures, and minority investments, where he has skillfully managed transaction management, drafted and negotiated agreements, and overseen due diligence processes.

Education and Achievements

Manny Rivera's educational background reflects a strong foundation in law and business. He holds a J.D. from Harvard Law School, widely regarded as one of the top law schools in the country. This rigorous academic training has equipped him with the essential skills necessary to navigate complex legal scenarios effectively.

Further complementing his legal education, Manny also obtained an M.B.A. in Computer Information Systems from City University of New York-Baruch College - Zicklin School of Business. This dual focus on business and law enables him to approach legal challenges with a unique perspective that considers both legal frameworks and business strategies.

Moreover, Manny earned a B.A. in Psychology from Yale University, which enhances his understanding of human behavior—a critical asset in the fields of corporate governance and client relations. His diverse educational background allows him to build rapport with various stakeholders, including clients, board members, and colleagues.

Achievements

Manny's career reflects numerous notable achievements and contributions to the legal field. During his time at Norton Rose Fulbright, he played an instrumental role in various high-stakes transactions, ranging from small private deals to monumental public transactions worth hundreds of millions of dollars. His involvement in these diverse dealings, coupled with his knack for negotiating complex agreements, has defined his successful career.

He has provided long-term advisory services to many public companies, guiding them through their SEC reporting obligations under the Securities Exchange Act of 1934, which includes managing annual, quarterly, and current reports, along with proxy statements. Manny has also expertly navigated the requirements under NYSE and Nasdaq listing standards, ensuring his clients’ compliance with critical governance policies, including ISS/Glass Lewis proxy voting protocols and corporate governance policies.

Adding to his rich tapestry of experiences, Manny was seconded as the general counsel of a NYSE-listed refining company for six months. In this capacity, he managed Board meetings, acted as the corporate secretary, supervised external counsel, oversaw post-merger integrations, and played a vital role in organizing bid packages for acquisitions while managing the company's trading windows and blackout periods.

By combining his legal acumen with strategic business insight, Manny Rivera has not only advanced his own career but has also made substantial contributions to the legal and corporate sectors, helping companies navigate the intricacies of corporate law and securities regulation successfully.

Related Questions

How did Manny Rivera transition from private practice to serving as Deputy General Counsel at Babylon Holdings?
What specific strategies has Manny implemented to aid Babylon's transition to becoming a publicly traded company?
In what ways has Manny's background in psychology influenced his legal practice in corporate governance and client relations?
Can Manny elaborate on some of the key deals he has managed during his time in the M&A and Securities Group at Norton Rose Fulbright?
What have been some of the most significant learning experiences from Manny's role as general counsel at a NYSE-listed company?
Manny Rivera
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Location

New York, New York, United States