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Mark Steinman

Operations Manager at Sigma Planning Corporation (RIA)

Mark Steinman

Mark Steinman is currently the Operations Manager at Sigma Planning Corporation (RIA), a Registered Investment Advisor firm based in Ann Arbor, Michigan.1 He has been with the company since 2010, starting as an Operations Associate and progressing through roles such as Compliance Officer and Operations Supervisor before assuming his current position in June 2021.1

Steinman is a graduate of Western Michigan University with a Bachelor of Business Administration degree focusing on Accounting and Finance.1 He has obtained several financial licenses and certifications over the years, including:

  • Series 7, 24, and 66 licenses from FINRA1
  • Life, Variable Life, and Annuities Producer license from the State of Michigan1
  • Accredited Investment Fiduciary (AIF) designation from fi3601

In addition to his management role at Sigma Planning Corporation, Steinman also serves as an Independent Financial Services Professional, offering securities through Sigma Financial Corporation and investment advisory services through Sigma Planning Corporation.1

Outside of his professional activities, Steinman is an avid sports fan and enjoys spending time with family and friends.1

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Mark Steinman
Mark Steinman, photo 1
Mark Steinman, photo 2
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Experience

Operations Manager at Sigma Planning Corporation (RIA) since June 2021
Independent Financial Services Professional at Sigma Financial Corporation since November 2012

Education

Bachelor’s Degree in Accounting & Finance from Western Michigan University

Location

Ann Arbor, Michigan, United States