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Michael Abbriano

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Michael Abbriano is the Partner and Head of SEC Compliance at Apogee Compliance LLC, a position he assumed in April 2024.1 He brings 20 years of experience in providing compliance support to various types of investment advisers.2 Prior to joining Apogee, Abbriano was a Managing Director in the US Regulatory consulting practice at ACA Group for over 11 years, where he offered regulatory compliance support to more than 100 investment advisers.1

Abbriano's expertise includes:

  1. Developing compliance programs for new SEC registrants
  2. Leading mock examinations and annual compliance program reviews
  3. Assisting with SEC examinations

He has also held compliance roles supporting asset management businesses at Morgan Stanley Smith Barney and Needham & Company.1 Abbriano's appointment at Apogee reunited him with Scott Brindley, the firm's Founder and Managing Partner, and Rick Geissman, head of Apogee's NFA Division, with whom he had previously worked from 2012 to 2020.1

At Apogee, Abbriano leads the SEC Division, bringing his deep technical expertise and practical, commercial mindset to ensure clients can comply with regulatory obligations without unnecessarily burdening their businesses.1

Highlights

Oct 2 · hflawreport.com
Search Results | Hedge Fund Law Report
May 21 · apogeecomply.com
Mike Abbriano Joins Apogee to Lead Firm's SEC Division
Mike Abbriano Joins Apogee to Lead Firm's SEC Division
REGULATORS LIKELY TO TAKE WAIT-AND-SEE APPROACH TO AI
May 23 · acaglobal.com
Managing the Cyber and Compliance Risks of ChatGPT and Other ...

Related Questions

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Location

New York, New York, United States