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Omkar Bhapkar

Vice President Compliance at Fund Evaluation Group, LLC

Omkar Bhapkar, IACCP, is the Senior Vice President of Compliance at Fund Evaluation Group, LLC (FEG) based in Naples, Florida.3 He has a diverse background in compliance and financial services:

Education and Certifications

  • Master's Degree in Financial Engineering from Kent State University (2010-2011)13
  • Bachelor's Degree in Mechanical Engineering from Vishwakarma Institute of Technology, University of Pune, India (2004-2007)13
  • IACCP (Investment Adviser Certified Compliance Professional) certification from NRS - National Regulatory Services (June 2017)13

Career Progression

  • Senior Vice President, Compliance at Fund Evaluation Group, LLC (July 2021 - Present)3
  • Vice President, Compliance at Fund Evaluation Group, LLC (promoted from Compliance Manager)12
  • Compliance Manager at Fund Evaluation Group, LLC (January 2017 - July 2021)3
  • Compliance Analyst at Fund Evaluation Group, LLC (July 2014 - December 2016)3
  • Compliance Associate at Ironbeam, Inc. (January 2012 - March 2014)13
  • Sales Intern at ICAP (April 2011 - June 2011)3

Professional Skills and Responsibilities

Bhapkar is described as a results-oriented compliance professional with a strong ability to identify risks, interpret rules, and implement effective compliance policies and procedures.3 His responsibilities have included:

  • Monitoring AML, quality control, and regulatory activities
  • Ensuring compliance with Anti-Money Laundering (AML) and OFAC policies
  • Conducting audits of branch offices and introducing brokers
  • Monitoring promotional material, trading activities, and financial activities for compliance
  • Resolving customer complaints and processing regulatory requests

Personal Note

Bhapkar has expressed gratitude for the opportunity to work at FEG, stating, "Over the years, I've been able to develop some strong lifelong friendships that I will forever be grateful for".4

Highlights

Oct 4 · theorg.com
Omkar Bhapkar Iaccp - Vice President Compliance at FEG ... - The Org
Feb 1 · feg.com
Omkar Bhapkar - Fund Evaluation Group
Omkar Bhapkar - Fund Evaluation Group
Feb 1 · feg.com
People - Fund Evaluation Group
People - Fund Evaluation Group
Jan 22 · iza.co
Fund Evaluation Group, Llc - Employees, Contact info, Overview
Nov 30 · feg.com
FEG Employees Share Gratitude in November
FEG Employees Share Gratitude in November

Related Questions

What are Omkar Bhapkar's main responsibilities as Vice President Compliance at Fund Evaluation Group, LLC?
How did Omkar Bhapkar transition from a sales intern to a compliance professional?
What specific certifications does Omkar Bhapkar hold?
Can you provide more details about Omkar Bhapkar's experience at Ironbeam, Inc?
What are some notable achievements of Omkar Bhapkar in his compliance career?
Omkar Bhapkar
Omkar Bhapkar, photo 1
Omkar Bhapkar, photo 2
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Location

Cincinnati Metropolitan Area