Sign In

Patrick Martin

Vice President, Asset Management Compliance

Patrick Martin is the Vice President of Asset Management Compliance at UBS, based in New York. He has a robust background in compliance within the financial services sector, with experience at various prestigious institutions.

Professional Experience

  • UBS: Currently serving as Vice President in Asset Management Compliance.

  • Credit Suisse: Previously held the position of Vice President in Compliance for the Credit Investments Group from October 2022 to present.

  • Citi: Worked as Vice President in AML Compliance Risk Management from September 2020 to August 2023.

  • Sculptor Capital Management: Served as Compliance Counsel, focusing on AML, sanctions, and anti-bribery compliance from November 2019 to June 2020.

  • BlackRock: Worked as a Compliance Associate in Financial Crimes Compliance from October 2018 to November 2019.

  • Societe Generale: Held the role of Associate Compliance Officer from July 2016 to October 2018.

Education

Patrick Martin earned a Juris Doctor (J.D.) from The College of William and Mary - Marshall Wythe Law School (2011-2014) and a Bachelor of Arts in Foreign Affairs from the University of Virginia (2007-2011). He also briefly studied Political Science at the University of Oxford in 2009.

Certifications

He is a licensed attorney, admitted to the Bar of the State of New York since January 2015, and holds a Series 7 license from FINRA, issued in February 2018.

Patrick Martin's extensive experience in compliance and asset management positions him as a knowledgeable leader in his field, focusing on regulatory adherence and risk management in financial services.1

Related Questions

What are Patrick Martin's main responsibilities at UBS?
How did Patrick Martin transition from Credit Suisse to UBS?
What specific compliance challenges has Patrick Martin faced in his career?
What educational background does Patrick Martin have?
How has Patrick Martin's experience at Citi influenced his current role at UBS?
Patrick Martin
Patrick Martin, photo 1
Patrick Martin, photo 2
Add to my network

Experience

Vice President, Compliance at Credit Suisse Asset Management (October 2022 - Present)
- Vice President, AML Compliance Risk Management at Citi (September 2020 - August 2023) - Compliance Counsel at Sculptor Capital Management (November 2019 - June 2020) - Compliance Associate at BlackR at The Hon. Stefan R. Underhill, U.S. District Judge, U.S. District Court, District of Connecticut (May 2012 - August 2012)

Education

- J.D. from The College of William and Mary - Marshall Wythe Law School (2011 - 2014) - Bachelor of Arts (B.A.) in Foreign Affairs, Political Philosophy, Policy & Law from University of Virginia (2007

Location

New York, New York, United States