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Phillip Gutman

Regulatory Principal at Financial Industry Regulatory Authority (FINRA)

Phillip Gutman, Jr is a seasoned Finance Executive with a strong background in Profit and Loss management, Deal Pricing/Structuring, Securities, Trading, Underwriting, Money Management, Regulatory Compliance, Performance and Risk Management, and Debt Management. With a deep understanding of Interest Rate Markets and Economic Statistics, Phillip excels in fostering relationships and building trust to create a cohesive working environment across organizations. Phillip holds a Juris Doctor (J.D.) from The John Marshall Law School, a Master's Degree in Business Administration (M.S.B.A.) from Indiana University, and a Bachelor's Degree in Business/Finance from Indiana University Bloomington. He has held key roles such as a Regulatory Principal at FINRA, Partner at William Blair, and Vice President of Municipal Underwriting at Merrill Lynch Pierce, Fenner and Smith.

Phillip Gutman
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Location

Greater Chicago Area