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Roger Baumberger

Senior Managing Director of Private Equity Banking & Chief Operating Officer, SternAegis Ventures at Aegis Capital Corp.

Roger K. Baumberger is a Senior Managing Director of Private Equity Banking and Chief Operating Officer of SternAegis Ventures at Aegis Capital Corp. He joined Aegis Capital Corp. in March 2013.1 Baumberger has extensive experience in investment banking and corporate finance, focusing on private and public emerging growth companies across various sectors including healthcare, technology, software, internet, and telecommunications.1

His areas of expertise include:

  • Private placement of equity and debt, including venture capital and PIPE financings
  • Mergers and acquisitions
  • Initial public offerings
  • Valuation of securities and businesses

Prior to joining Aegis Capital Corp., Baumberger held senior positions at several firms:

  • Spencer Trask Ventures, Inc. (1995-2013): Senior Managing Director, Investment Banking
  • Josephthal & Company
  • BDO Seidman
  • Ladenburg Thalmann & Co.
  • The Equitable Life Assurance Society
  • Marine Midland Bank

Baumberger's academic credentials include:

  • Chartered Financial Analyst (CFA) designation
  • M.B.A. with distinction from New York University's Stern School of Business
  • A.B. from Dartmouth College

He is a member of the New York Society of Security Analysts and CFA Institute, and has served as a past president of The Executive Forum and a director of the NYU Alumni Association.1

Related Questions

What are some of Roger Baumberger's most notable achievements at Aegis Capital Corp?
How has Roger Baumberger's experience at Spencer Trask Ventures influenced his career?
What specific sectors does Roger Baumberger focus on in his role at Aegis Capital Corp?
Can you provide examples of mergers and acquisitions Roger Baumberger has been involved in?
What is Roger Baumberger's educational background and how has it impacted his career?
Roger Baumberger
Roger Baumberger, photo 1
Roger Baumberger, photo 2
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Location

New York, New York, United States