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Ron Steinfeld

Chief Compliance Officer at MarketAxess

Ron Steinfeld is the Chief Compliance Officer at MarketAxess, a position he has held since October 2012.1 With a strong background in legal and compliance, Steinfeld has established himself as a key executive in the financial industry.

Professional Experience

Steinfeld's career in compliance and legal roles includes:

  • Chief Compliance Officer at MarketAxess (October 2012 - present)1
  • Chief Compliance Officer and Corporate Counsel at Phoenix Partners Group (April 2009 - October 2012)1
  • Associate at Nixon Peabody (June 2007 - March 2009)1
  • Associate at Troutman Sanders LLP (September 2002 - April 2007)1

Education and Certifications

Steinfeld's educational background includes:

  • Doctor of Law (JD) from New York University School of Law (1999 - 2002)1
  • Bachelor of Science in Economics from the University of Delaware (1995 - 1999)1

Additionally, he holds a CRCP certification from the Financial Industry Regulatory Authority (FINRA).1

Skills and Expertise

Steinfeld's professional skills include:

  • Securities Regulation
  • Derivatives
  • FINRA regulations
  • Fixed Income2

As the Chief Compliance Officer at MarketAxess, Steinfeld plays a crucial role in ensuring the company's adherence to regulatory requirements and industry standards. His extensive experience in legal and compliance matters, combined with his educational background, makes him well-suited for this position in the financial services sector.

Related Questions

What are Ron Steinfeld's main responsibilities as Chief Compliance Officer at MarketAxess?
How has Ron Steinfeld's career evolved since joining MarketAxess?
What specific compliance challenges has Ron Steinfeld faced at MarketAxess?
What are some notable achievements of Ron Steinfeld in his compliance career?
How does Ron Steinfeld's background in law influence his compliance work?
Ron Steinfeld
Ron Steinfeld, photo 1
Ron Steinfeld, photo 2
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Location

New York, New York