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Sam Levine

Senior Director at ACA Group (Formerly Foreside Financial)

Sam Levine is an accomplished professional with a strong background in regulatory compliance, specializing in New Broker-Dealer and RIA Registration, as well as Ongoing Compliance Solutions. He is associated with NCS Regulatory Compliance, a leading firm offering comprehensive services to clients, including consultation, manual development, examinations, and cyber security.

Sam holds a Masters in Business Administration from Adelphi University and a Bachelor of Science in Economics from the University at Albany, SUNY. His educational background equips him with a solid foundation in business and economics, essential for his role in the financial sector.

His vast professional experience includes positions such as Senior Director at ACA Group, Senior Director at Foreside Financial Group, LLC, Vice President at Northern Trust Asset Management, and Co-Founder & Principal at Potvin Partners. Sam has also held key roles at Morgan Keegan, THINK EQUITY LLC, Oppenheimer & Co., and First Albany Capital, showcasing his diverse expertise.

Throughout his career, Sam Levine has demonstrated a deep understanding of regulatory frameworks and compliance requirements, offering tailored solutions to meet the unique needs of each client. His leadership roles and experience in institutional equity sales further highlight his proficiency in the financial services industry.

With a track record of success and a commitment to excellence, Sam Levine continues to make significant contributions to the field of regulatory compliance, earning recognition for his strategic insights and dedication to client service.

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Location

Fort Myers, Florida, United States