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Shawn Crouse

Chief Compliance Officer at North Capital Private Securities Corporation

Shawn Crouse is the Chief Compliance Officer at North Capital Private Securities Corporation, a position he has held since March 2018. He is based in the Greater Salt Lake City Area, although his LinkedIn profile mentions Leander, Texas, as his location. With over 20 years of experience in the financial industry, Shawn has a strong background in sales, relationship management, and compliance. His career includes roles such as Director of Institutional Sales at SoFi, Director of Investment Opportunities/Assistant Compliance Officer at Venovate Holdings, Inc., and Vice President at SQN Securities Corp.

Shawn holds a Bachelor of Business Administration in Finance from The University of Texas at Austin. He is also certified with Series 7, Series 63, and Series 24 licenses from the Financial Industry Regulatory Authority (FINRA) and holds the Certified Regulatory and Compliance Professional (CRCP) certification, which he obtained in December 2021.12

North Capital Private Securities Corporation is a self-clearing broker-dealer focused on exempt offerings, utilizing technology platforms to enhance the efficiency and transparency of exempt securities markets.12

Highlights

Jan 1 · rocketreach.co
North Capital Management Team | Org Chart - RocketReach

Related Questions

What are Shawn Crouse's main responsibilities as Chief Compliance Officer at North Capital Private Securities Corporation?
How has Shawn Crouse's experience at SoFi influenced his career?
What specific compliance challenges has Shawn Crouse faced at North Capital Private Securities Corporation?
How does Shawn Crouse's background in sales and relationship management benefit his role in compliance?
What are some notable achievements of Shawn Crouse in his career?
Shawn Crouse
Shawn Crouse, photo 1
Shawn Crouse, photo 2
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Location

Corte Madera, California