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Stacy Xu

Chief Compliance Officer at Peakview Capital

Stacy Xu is the Vice President of Operations and Chief Compliance Officer at Peakview Capital, based in the San Francisco Bay Area.1 She joined Peakview Capital in 2015 and manages the firm's internal operations, including legal, accounting, and regulatory compliance.2 Xu assumed the role of Chief Compliance Officer in December 2019 when Peakview registered as a Registered Investment Adviser with the Securities and Exchange Commission.2

Career Progression at Peakview Capital

  • Vice President Operations (January 2023 - Present)
  • Chief Compliance Officer (December 2019 - Present)
  • Director of Operations (July 2018 - January 2023)
  • Operations Manager (July 2015 - June 2018)1

Previous Experience

  • Legal Assistant at Law Offices of Vaughan de Kirby A.P.C. (2012 - 2013)
  • Project Group Leader at Gryphontech Project, MBA Course Practice (2011 - 2012)
  • Executive Assistant Office Manager at Quintarabio (2009 - 2011)
  • Project Developer at Donald Glaser Office (2007 - 2009)1

Education

  • Master of Business Administration (M.B.A.) from California State University-East Bay (2010 - 2012)
  • BA in English from Minzu University (2001 - 2005)1

Languages

Stacy Xu is proficient in:

  • Mandarin (native or bilingual proficiency)
  • English (full professional proficiency)1

Highlights

Nov 18 · peakview.capital
Team - Peakview Capital
Team - Peakview Capital
Nov 11 · w-e-s.org
Stacy Xu | Accountant at Washington Episcopal School

Related Questions

What are Stacy Xu's main responsibilities as Chief Compliance Officer at Peakview Capital?
How has Stacy Xu's career evolved since joining Peakview Capital?
What specific ESG initiatives has Stacy Xu implemented at Peakview Capital?
What is Stacy Xu's educational background and how has it influenced her career?
How does Stacy Xu's experience in legal assistance impact her role at Peakview Capital?
Stacy Xu
Stacy Xu, photo 1
Stacy Xu, photo 2
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Location

San Francisco Bay Area