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Stephen Caruso

Director @ UBS | Risk Management, Business Management, Financial Services

Stephen Caruso is a highly accomplished business manager with extensive experience in the financial services industry. With a proven track record of mobilizing cross-functional support teams and utilizing technology to optimize organizational effectiveness, Caruso boasts a well-rounded skill set that includes strategic planning, project management, communications and vendor relations.

Caruso is an alumnus of Lafayette College where he studied AB in Economics and Business. Throughout his career, he has held several senior positions in renowned financial institutions including UBS and Bank of America Merrill Lynch. He served as the Senior Vice President - COO of Global Banking and Markets Human Resources at Bank of America, and as Director at UBS, where he led multiple teams covering regulatory advisory, grants management, employee engagement and the Office of the COO.

Caruso's expertise is in business management, financial services, project management, and technology. He excels in cross-functional team mobilization and optimization of organizational effectiveness through technology. A few of his key strengths include strategic planning, project management, communications, and vendor relations.

Highlights

Jun 20 · cerulli.com
Webinar - RIA Consolidators: The New Key Accounts? | Cerulli
Feb 28 · riabiz.com
Plague of failed hires at strapped RIA firms 'come back to bite them ...
Plague of failed hires at strapped RIA firms 'come back to bite them ...

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Stephen Caruso
Stephen Caruso, photo 1
Stephen Caruso, photo 2
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Location

Jersey City, New Jersey, United States