Sign In

Steven Swansig

Vice President, Financial Sales, Business Development/Relationship Management Professional

Steven Swansig is the Director of Business Development at RIA in a Box, a company that provides compliance solutions and technology for registered investment adviser (RIA) firms.14 He is based in New York City, New York.1

Steven holds a B.A. in Communications from Hofstra University. Prior to his current role, he worked as a Regional VP in Financial & RIA services.4 In his position at RIA in a Box, Steven works with individuals to establish their own independent Investment Advisory practices.3

RIA in a Box, founded in 2005, is a Software-as-a-Service (SaaS) provider that offers compliance and operational software to the wealth management industry.25 The company was acquired by ComplySci in December 2021.2

Highlights

Feb 5 · comply.com
RIA in a Box | Compliance Program Management Platform for RIAs
Jun 21 · zoominfo.com
RIA in a Box - Overview, News & Similar companies | ZoomInfo.com

Related Questions

What are Steven Swansig's main responsibilities at RIA IN A BOX?
How long has Steven Swansig been with RIA IN A BOX?
What is Steven Swansig's educational background?
Can you provide more details about Steven Swansig's previous roles?
What specific compliance solutions does RIA IN A BOX offer?
Steven Swansig
Steven Swansig, photo 1
Steven Swansig, photo 2
Add to my network

Location

New York, New York, United States