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Syreeta Jutla

Compliance Examiner at FINRA

Syreeta Jutla is a professional associated with the Financial Industry Regulatory Authority (FINRA), where she holds the position of Associate Principal Examiner, though some sources also refer to her as a Principal Investigator.

Here are some key points about her:

  • Current Role: She works as an Associate Principal Examiner or Principal Investigator at FINRA, where she is involved in conducting routine cycle examinations and other regulatory activities.124
  • Education: Syreeta Jutla has a strong foundation in law, having attended Loyola Law School and Loyola Marymount University.23
  • Experience: Before her current role at FINRA, she worked as a Law Clerk at Rosen & Associates.4
  • Location: She is based in the Washington, D.C. area, although some sources mention her association with Los Angeles, CA.234
  • Professional Activities: She has been involved in significant regulatory cases, such as the examination and hearing related to Integrity Brokerage Services (IBS) and its compliance issues.1

Her profile reflects a career focused on regulatory compliance and legal oversight within the financial industry.

Highlights

May 20 · signalhire.com
Syreeta Jutla's email & phone number - Principal Investigator at FINRA
Jul 23 · finra.org
[PDF] financial industry regulatory authority

Related Questions

What specific responsibilities does Syreeta Jutla have as an associate principal examiner at FINRA?
How long has Syreeta Jutla been working at FINRA?
What qualifications or background does Syreeta Jutla have for her role at FINRA?
Can you provide examples of the types of examinations Syreeta Jutla has led?
How does Syreeta Jutla's role impact the financial industry?
Syreeta Jutla
Syreeta Jutla, photo 1
Syreeta Jutla, photo 2
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Location

Los Angeles, California, United States