Sign In

Thomas Shoemake

Chief Compliance Officer & Executive Representative at HORAN // LtCol. USMC (Ret)

Thomas Shoemake is the Chief Compliance Officer and Executive Representative at HORAN. He is responsible for compliance oversight at the company, conducting periodic testing to ensure that written policies and procedures are being met.12 Shoemake holds the CSCP (Certified Securities Compliance Professional) and IACCP (Investment Adviser Certified Compliance Professional) certifications.2 He can be contacted at 513.792.2753 or [email protected] for inquiries related to HORAN's brochures or compliance matters.2

Highlights

Mar 15 · horanwealth.com
HORAN Capital Advisors FORM Adv
Mar 15 · horanwealth.com
HORAN Wealth Management FORM Adv
Mar 15 · horanassoc.com
HORAN Securities FORM CRS - HUB International

Related Questions

What are Thomas Shoemake's main responsibilities as Chief Compliance Officer at HORAN?
How long has Thomas Shoemake been with HORAN Capital Advisors?
What qualifications does Thomas Shoemake have that make him suitable for his role?
Can you provide more details about the compliance oversight conducted by Thomas Shoemake?
How does Thomas Shoemake ensure that written policies and procedures are being met?
Thomas Shoemake
Thomas Shoemake, photo 1
Thomas Shoemake, photo 2
Add to my network

Location

United States