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Jonathan Sokobin

Chief Economist at Financial Industry Regulatory Authority

Jonathan Sokobin is a prominent figure in the financial regulatory sector, currently serving as the Executive Vice President, Chief Economist, and Head of the Office of Regulatory Economics and Market Analysis (REMA) at the Financial Industry Regulatory Authority (FINRA).12

Career Highlights

Sokobin has had an extensive career in financial regulation and economics:

  • FINRA: Joined in 2013 as Chief Economist and was promoted to Executive Vice President in 2022.12
  • U.S. Treasury Department: Served as Acting Deputy Director and head of the Research Center in the Office of Financial Research (2012-2013).12
  • Securities and Exchange Commission (SEC): Held various positions from 2000 to 2011, including Deputy Chief Economist, Director of the Office of Risk Assessment, and Acting Director of the Division of Risk, Strategy, and Financial Innovation.12
  • Academia: Began his career as a faculty member at the Cox School of Business, Southern Methodist University.12

Education

  • Ph.D. and MBA in Finance from the University of Chicago
  • Bachelor's degree in Economics from The Ohio State University12

Current Responsibilities

At FINRA, Sokobin leads REMA, which combines the Office of the Chief Economist and the Office of Financial Innovation. His role involves:

  • Overseeing industry analysis, regulatory impact assessments, and quantitative research on securities markets regulation
  • Informing FINRA's rulemaking and regulatory policy agenda
  • Identifying emerging regulatory risks
  • Developing methods to measure harms and benefits to investors
  • Strengthening FINRA's surveillance, examination, and enforcement programs1

Additional Roles

  • Chair of the FINRA Investor Education Foundation Board (appointed February 2024)3
  • Presides over the FINRA Economic Advisory Committee3

Sokobin's expertise in economic and market analyses has positioned him as a key figure in shaping FINRA's regulatory policies and programs, with a focus on protecting investors and promoting market integrity.13

Highlights

Dec 19 · linkedin

Racquel Russell is #hiring. Know anyone who might be interested?

Oct 26 · linkedin

Had the teams representing the Office of the Chief Economist and Office of Financial Innovation in the DC offices yesterday for collaboration and learning. We took the opportunity to join the amazing Diversity Leadership Summit kickoff event with Maeve DuVally and FINRA CEO Robert Cook over lunch.

Powerful stories about how corporations can facilitate inclusion. Important advice about how to be affective allies.

Proud to be a participant in FINRA's continued efforts to lead on DE&I.

#finra #finradiversitysummit #dei #LeadershipMatters

Related Questions

What are Jonathan Sokobin's main responsibilities as Chief Economist at FINRA?
How has Jonathan Sokobin's career evolved over the years?
What is the Office of Regulatory Economics and Market Analysis (REMA) at FINRA?
What are some notable achievements of Jonathan Sokobin in his role at FINRA?
How does Jonathan Sokobin's background in academia influence his work at FINRA?
Jonathan Sokobin
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Location

Rockville, Maryland, United States