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Matthew Daugherty

Vice President and Counsel at Financial Industry Regulatory Authority (FINRA)

Matthew Daugherty is a highly accomplished legal professional with a strong academic background. He earned his Doctor of Law (J.D.) from the University of Baltimore School of Law and further pursued his education by completing a Master of Laws (LLM) focused on Securities and Financial Regulation at Georgetown University Law Center.

With extensive experience in the financial industry, Matthew currently holds the position of Vice President and Counsel at the Financial Industry Regulatory Authority (FINRA). Prior to this role, he served as the Senior Special Counsel in the Office of Compliance Inspections and Examinations (OCIE) with a focus on Market Oversight at the U.S. Securities and Exchange Commission.

Matthew Daugherty's expertise and knowledge in regulatory compliance and financial laws make him a valuable asset in the field. His educational achievements and professional roles reflect his commitment to excellence and his dedication to shaping the financial landscape through legal compliance.

Matthew Daugherty
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Location

Baltimore, Maryland