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Richard Dominguez
Senior Counsel at US Securities and Exchange Commission
Richard Dominguez is a highly educated professional with a JD in Law from the University of California, College of the Law, San Francisco, a BA in Politics from the University of California, Santa Cruz, and completed Intensive Spanish Immersion at the University of Miami. With a rich background in law, he has held various roles at the U.S. Securities and Exchange Commission, including Senior Legal Counsel, Senior Counsel, and Acting Branch Chief of Compliance and Resolutions. Additionally, Richard has shared his expertise as an Adjunct Professor at Howard University School of Law and as a Guest Lecturer at Florida International University School of Law. He has also worked as a Trial Attorney at the New York Stock Exchange, an Assistant United States Attorney at the United States Attorneys Office District of Columbia, and a Deputy District Attorney at the LOS ANGELES COUNTY DISTRICT ATTORNEY'S OFFICE.
Highlights
SEC Commissioner Mark T. Uyeda Sworn in for Second Term as SEC Commissioner
Securities and Exchange Commission Commissioner Mark T. Uyeda was sworn in for his second term as a Commissioner at the Securities and Exchange Commission on Dec. 28, 2023. Commissioner Uyeda began his first term as an SEC Commissioner on June 30, 2022, after being nominated by President Joseph Biden and confirmed by the U.S. Senate for a term expiring in 2023. In June 2023, President Biden nominated Commissioner Uyeda for a term expiring in 2028, and the U.S. Senate confirmed Commissioner Uyeda on Dec. 20, 2023. “Commissioner Uyeda is a dedicated public servant who cares deeply about our capital markets,” said SEC Chair Gary Gensler. “I’m looking forward to our continued work together in furtherance of the SEC’s mission to protect investors, maintain fair, orderly, and efficient markets, and facilitate capital formation.” Commissioner Uyeda said, “I am grateful to have the privilege of continuing to serve the American public alongside my fellow colleagues at the Commission.” For more information please go to sec.gov.#investorprotectionmaintainfairandorderlymarketsfacilitatecaptialformation
Join us on Wednesday, March 29, from 11 am - 12 pm ET for a public outreach event, "Investor Advocacy Clinics: Students Fight for Investor Justice." Law students from across the country will discuss their experiences providing pro bono representation to investors harmed by their financial professionals. The event will be broadcast live on our website, sec.gov.
For more details, see the SEC press release. 👍
https://lnkd.in/eHeNsWcC
