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Rick Sharma
Chief Legal Advisor at Bridgewater Associates
Rick Sharma is the Chief Legal Advisor at Bridgewater Associates, a position he has held since July 2017.1 He is based in the Greater New York City Area, specifically in Westport, Connecticut.1
Career Progression
Sharma has an extensive legal and compliance background in the financial industry:
- Prior to his current role, he served as Chief Counsel for Internal Controls at Bridgewater Associates from August 2016 to July 2017.1
- He was Deputy Chief Compliance Officer at Bridgewater from April 2012 to August 2016.1
- Before joining Bridgewater, Sharma was Managing Director and Chief Compliance Officer at Plural Investments, LLC from March 2008 to April 2012.1
- He also held positions as Director of Legal and Compliance at Drake Management and as an Associate at Stroock & Stroock & Lavan LLP.1
Military Service
Notably, Sharma served as an Army Officer in the United States Army Reserve from June 1995 to December 2010, a period of over 15 years.1
Education and Certifications
- He holds a BA from The Johns Hopkins University (1991-1995) and a JD from Fordham University School of Law (1995-1998).1
- Sharma is licensed to practice law in New York, Massachusetts, and California.1
- He also holds certifications from the CFA Institute, including the Claritas Investment Certificate and CFA Investment Fundamentals.1
Personal Life
Rick Sharma has been married for over 20 years. His wife recently graduated with a Masters in Public Health from Brown University.2
Professional Engagements
In his role at Bridgewater Associates, Sharma has been involved in various initiatives:
Highlights
It was my honor to welcome renowned former US Attorney Preet Bharara to Bridgewater Associates earlier this month to kick off Asian American and Pacific Islanders (AAPI) Heritage Month for our community. My conversation with Preet was wide-ranging, as we discussed his immigration and upbringing in the US, his path to a career in the law, his storied tenure as the United States Attorney for the Southern District of New York, and advice he would give for those pursuing success in their careers and lives. He was also kind enough to spend some time signing copies of his outstanding book "Doing Justice" for our employees, many of whom are regular listeners of his excellent podcasts.
Thank you to Preet and fellow Asian-American luminaries who have previously joined the Bridgewater community for distinguished conversations, including former PepsiCo CEO Indra Nooyi and current President of the World Bank (and former Mastercard CEO) Ajay Banga.
Check out the short video below created by our own BW media team.
