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Sue Zhou

Tech Counsel | Regulatory Specialist | Driving Innovation Responsibly

Sue Zhou is the General Counsel and Chief Compliance Officer at Ellevest, a position she has held since October 2022.1 She is a seasoned legal professional with over 11 years of experience in the fintech industry, specializing in regulatory compliance and consumer protection.1

Key points about Sue Zhou:

  1. Career: Prior to Ellevest, Sue worked at other mission-driven fintech companies, including Digit, Betterment, Stash, and WiseBanyan.1

  2. Education: She holds a J.D. from Fordham University School of Law and dual B.A. degrees in Biology and Economics from New York University.1

  3. Expertise: Sue has a deep passion for helping Americans, particularly women, engage with and improve their personal finances.1

  4. Professional Experience:

    • Senior Regulatory Counsel at Digit (Jan 2021 - Oct 2022)
    • Legal and Compliance Consultant at Retirable (Jan 2020 - Jan 2021)
    • Fintech Legal Consultant (Jan 2019 - Jan 2021)
    • Director of Legal and Compliance at Stash Invest (Nov 2017 - Oct 2018)
    • General Counsel & Chief Compliance Officer at WiseBanyan (Jun 2015 - Nov 2017)1
  5. Licenses: Sue holds FINRA Series 7, 63, and 24 licenses.1

  6. Languages: She is proficient in Mandarin Chinese.1

Sue Zhou is known for her expertise in fintech regulation and her commitment to leveraging technology to improve financial health for individuals.1

Highlights

Sep 24 · en.wikipedia.org
Gwen Marcus - Wikipedia
Ilyssa Raiman - SRD LEGAL GROUP
Jan 1 · ellevest.com
About Us - Ellevest

Related Questions

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What projects is Sue Zhou currently working on at Ellevest?
Sue Zhou
Sue Zhou, photo 1
Sue Zhou, photo 2
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Location

United States