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Don Auerbach
Chief Operating Officer at Investment Company Institute
Don Auerbach is the Chief Operating Officer (COO) of the Investment Company Institute (ICI), a position he has held since February 2019.12 Here are some key details about his career and background:
Professional Experience
- Auerbach joined ICI in May 2004 as Director of Financial Services Policy.14
- He served as Chief Government Affairs Officer and Co-Head of Government Affairs at ICI from 2009 to February 2019.2
- In his role as COO, Auerbach oversees the management of ICI's administrative functions, acts as a liaison to the Board of Governors (comprised of industry CEOs), and serves as Treasurer of ICIPAC.2
Previous Work
- Before joining ICI, Auerbach worked for the U.S. House of Representatives on the staff of the House Financial Services Committee.1
- He also served as a staff member at Federal Financial Analytics, a Washington consultancy.12
Education
Auerbach holds multiple degrees:
- BA in History from the University of California, Los Angeles (UCLA)
- JD from American University's Washington College of Law
- MBA from the University of Virginia's Darden Graduate School of Business Administration12
Areas of Expertise
During his tenure at ICI, Auerbach has engaged with the U.S. Congress and other policymakers on various issues, including:
- Financial services regulation
- Tax policy
- Retirement savings
- Cybersecurity2
His role at ICI involves leading the association that represents regulated funds globally, including mutual funds, exchange-traded funds (ETFs), and other investment vehicles.23
Highlights
The Investment Company Institute Leadership Summit is kicking off now with welcoming remarks from Lord, Abbett & Co. LLC CEO Doug Sieg. Looking forward to hearing from all of our speakers today, including TCW’s Katie Koch and SEI’s Ryan Hicke with insights from new asset management CEOs and a fireside chat with Congressman Patrick McHenry, Chair of the House Financial Services Committee, and ICI President & CEO Eric Pan. And many thanks to our sponsors.
Great to be at Dimensional Fund Advisors in Austin for an Investment Company Institute - ASECA - Assn of SEC Alumni forum reflecting on the 100th anniversary of the mutual fund. Pictured with ICI securities attorneys Erica Evans, Kevin Ercoline and Matthew Thornton, and with Merton Miller's Nobel medal (of Modigliani-Miller theorem fame) - just one of the Nobel laureates associated with Dimensional's extraordinary history. Excellent panel with Eric Pan and four former SEC IM directors. Thanks to Dimensional, including ICI board member Catherine Newell for hosting.
